Key Revisions in ICH Draft Guidelines
Major revisions in below three ICH draft guidelines currently under public consultation: - ICH Q3E – Guideline for Extractables and Leachables - ICH M4Q(R2) – Revision of CTD Quality Sections - ICH Q1 – Stability Testing of Drug Substances and Drug Products
9/23/20252 min read
1. Draft ICH Q3E – Guideline for Extractables and Leachables (E&L)
Background & Purpose
First harmonized global guideline for E&L, addressing gaps in regulatory expectations that previously caused delays and inconsistencies.
Aims to protect patient safety and ensure product quality by controlling leachables from packaging, manufacturing systems, and delivery devices.
Scope
Applies to new drug products, including biologics, ATMPs, and drug–device combinations.
Covers lifecycle changes (e.g., formulation, packaging, manufacturing) that may alter E&L profiles.
Focus on organic leachables; elemental leachables refer to ICH Q3D
Key Revisions & Structure
Risk-Based Framework: Aligns with ICH Q9; integrates pharmaceutical quality and patient safety dimensions.
Risk Matrix: Considers material properties, route of administration, patient population, and exposure.
Study Types:
Extractables Studies: Semi-quantitative and quantitative.
Leachables Studies: Real-time or simulated.
Analytical Evaluation Threshold (AET): Derived from Safety Concern Threshold (SCT); includes uncertainty factor.
Safety Assessment: Classifies leachables into toxicological concern categories; includes local toxicity thresholds for ophthalmic, CNS, dermal, and inhalation routes.
Lifecycle Management: Reassessment required for significant changes or new safety data.
2. Draft ICH M4Q(R2) – Revision of CTD Quality Sections
Background & Purpose
Overhauls CTD Modules 2 (Quality Overall Summary) and 3 (Quality) to reflect modern science, digitalization, and lifecycle management.
Addresses inefficiencies in current dossier structures and supports eCTD 4.0 and AI/ML-ready submissions.
Scope
Applies to chemical, biological, ATMPs, and combination products for initial and lifecycle submissions.
Key Revisions & Structure
Module 2.3 Restructured:
Six subsections, including Overall Development & Control Strategy, Core Quality Information (CQI), and Product Lifecycle Management (PLCM).
Requires explicit links between QTPP, CQAs, and control strategy.
Module 3 Reboot:
Adopts DMCS format (Description–Manufacture–Control–Storage) for all components.
Enforces structured, machine-readable data for traceability.
Integration with ICH Q-Series: Embeds Q8–Q14 principles (QbD, risk-based control, analytical lifecycle).
Digitalization: Mandates structured data for knowledge management and regulatory review efficiency.
Post-Approval Change Management: Aligns with ICH Q12 using ECs, PACMPs, and PLCM documents.
Impact
Transforms submissions from static documents to dynamic, data-driven dossiers.
Requires companies to adopt digital CMC strategies, structured data systems, and robust lifecycle planning.
3. Draft ICH Q1 – Stability Testing of Drug Substances and Drug Products
Background & Purpose
Consolidates Q1A–Q1F and Q5C into a single, modern guideline.
Reflects advances in science, risk-based approaches, and lifecycle management.
Scope
Applies to all molecule types, including biologics and vaccines, across development and post-approval stages.
Covers marketed products, registration, and lifecycle changes.
Key Revisions & Structure
18 Sections + 3 Annexes:
Annex 1: Reduced Protocols
Annex 2: Stability Modeling (e.g., ASAP, kinetic models)
Annex 3: ATMP Stability
Expanded Topics:
In-use stability, short-term excursions, processing hold times, novel excipients/adjuvants.
Guidance for continuous manufacturing and combination products.
Risk-Based Protocol Design: Encourages predictive modeling and science-based flexibility.
Photostability & Stress Testing: Updated recommendations for forced degradation and confirmatory studies.
